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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

BERMAN CAPITAL ADVISORS, LLC

CRD 155419

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a5b4386-8d2a-8c58-89c1-aff25e70bb1b

Data as of Jul 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2011 to Jul 21, 2021
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.3BItem 5.F on the latest filing (2021-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $871M
Private client RAUM: $3.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 13
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,169
Individual clients: 11
High net worth clients: 230
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $121Mgross asset value as reported per fund; never fund size
Custody, client assets: $742M
SEC number: 801-71925
CRD: 155419
Filings on the tape: 28
First filed: Nov 18, 2011
Latest filed: Jul 21, 2021
Organised: Limited Liability Company, Georgia

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BCA PRIVATE MARKETS, LLC	Other Private Fund	$0	Jul 21, 2021	0	Mar 30, 2021	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASRAEL, JILL, BRODIE	MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	A	yes	10/2011	Nov 18, 2011	Jul 21, 2021
BERMAN, JUSTIN	PRINCIPAL, MANAGING MEMBER	E	yes	10/2010	Nov 18, 2011	Jul 21, 2021
DOWNS, KELLY, ANN	CHIEF OPERATING OFFICER	Na	yes	02/2011	Nov 18, 2011	Jul 21, 2021
Fisher, David, Lee	President	Na	yes	12/2018	Mar 22, 2019	Jul 21, 2021
NOTTEBOHM, WEN, YUAN	WEALTH ADVISOR	Na	no	08/2014	Mar 30, 2018	Jul 21, 2021
REILLY, WENDELL, SWITZER	Member	Na	no	10/2011	Mar 7, 2012	Jul 21, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BCA HEDGED STRATEGIES FUND, GP, LLC	n/a	n/a	n/a	Y	yes	n/a
BCA NOBLE HOSPITALITY ACCESS GP LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021	$3.3B	$871M	30	13	2	5	$121M
2019	Mar 30, 2020	$2.7B	$1.1B	27	12	2	2	$27.7M
2018	Mar 22, 2019	$2.3B	$867M	24	11	1	1	$498,750
2017	Mar 30, 2018	$2.2B	$880M	20	9	2	1	$0
2016	Mar 29, 2017	$1.2B	$583M	18	8	n/a	n/a	n/a
2015	Mar 30, 2016	$959M	$521M	12	6	n/a	n/a	n/a
2014	Mar 25, 2015	$739M	$66.8M	11	4	n/a	n/a	n/a
2013	Mar 26, 2014	$512M	$0	9	4	n/a	n/a	n/a
2012	Mar 26, 2013	$441M	$0	9	2	n/a	n/a	n/a
2011	Mar 7, 2012	$1.2B	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$3.3B	$2.7B	22.8%	$2.2B	15.6%	30	27	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CRESSET ASSET MANAGEMENT, LLC	14	Oct 19, 2021	Oct 14, 2021	ATLANTA, GA	Firm absorbed	RIA to RIA	100.0%

Relationships

Advises (1)

→ BCA PRIVATE MARKETS, LLCPrivate fundOther Private Fund, IA
Mar 30, 2021 to presentfactForm ADV

Controls (4)

← DOWNS, KELLY, ANNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← BERMAN, JUSTINOwnerPRINCIPAL, MANAGING MEMBER, ownership code E, individual
Nov 18, 2011 to presentfactForm ADV
← ASRAEL, JILL, BRODIEOwnerMEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code A, individual
Nov 18, 2011 to presentfactForm ADV
← Fisher, David, LeeOwnerPRESIDENT, ownership code NA, individual
Mar 22, 2019 to presentfactForm ADV

Owns (2)

← NOTTEBOHM, WEN, YUANOwnerWEALTH ADVISOR, ownership code NA, individual
Mar 30, 2018 to presentfactForm ADV
← REILLY, WENDELL, SWITZEROwnerMEMBER, ownership code NA, individual
Mar 7, 2012 to presentfactForm ADV

Registered with (20)

← MICHELLE FRANCO TRIVERSAdvisorregistration: previous registration
Jun 16, 2021 to Oct 19, 2021factForm ADV
← KELLY ANN DOWNSAdvisorregistration: previous registration
Jul 10, 2012 to Oct 19, 2021factForm ADV
← JUSTIN BERMANAdvisorregistration: previous registration
Jul 30, 2012 to Oct 19, 2021factForm ADV
← JOSEPH PARKER MITCHELLAdvisorregistration: previous registration
Jul 5, 2016 to Oct 19, 2021factForm ADV
← WHITNEY W WARMACKAdvisorregistration: previous registration
Mar 26, 2019 to Oct 19, 2021factForm ADV
← Wenyuan Tang NOTTEBOHMAdvisorregistration: previous registration
May 6, 2015 to Oct 19, 2021factForm ADV
← RYAN WALKERAdvisorregistration: previous registration
Aug 15, 2019 to Oct 19, 2021factForm ADV
← JILL BRODIE ASRAELAdvisorregistration: previous registration
Jul 9, 2015 to Oct 19, 2021factForm ADV
← ZACH Elan SENFTAdvisorregistration: previous registration
Aug 30, 2021 to Oct 19, 2021factForm ADV
← Bobby Lewis MortonAdvisorregistration: previous registration
Mar 22, 2021 to Oct 19, 2021factForm ADV
← Lacey Lynne SchoenbachlerAdvisorregistration: previous registration
May 1, 2018 to Oct 19, 2021factForm ADV
← Serina AwadallaAdvisorregistration: previous registration
Jan 8, 2019 to Oct 19, 2021factForm ADV
← Savannah AndersenAdvisorregistration: previous registration
Jun 3, 2019 to Oct 19, 2021factForm ADV
← Joseph ZaccardiAdvisorregistration: previous registration
Jul 15, 2021 to Oct 19, 2021factForm ADV
← CHARLES JOHN NESMITHAdvisorregistration: previous registration
Jan 7, 2020 to Jan 29, 2021factForm ADV
← Shannon D JamesAdvisorregistration: previous registration
May 17, 2019 to Jan 19, 2021factForm ADV
← JOHN RUSSELL ALLENAdvisorregistration: previous registration
Nov 9, 2017 to Nov 5, 2020factForm ADV
← MCKENNA H LAWAdvisorregistration: previous registration
Sep 26, 2017 to Mar 7, 2019factForm ADV
← Cort Alan HaberAdvisorregistration: previous registration
Feb 8, 2017 to Nov 8, 2018factForm ADV
← EDWARD BYRON GIBBSAdvisorregistration: previous registration
Feb 14, 2014 to Nov 21, 2014factForm ADV

Moved with (1)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviser14 advisors, firm absorbed, same day
Oct 19, 2021 to Oct 14, 2021factForm ADV

Dated events

Occurred
Mar 22, 2019
Control person joined
Lee David Fisher (President) appeared on Schedule A of Berman Capital Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Berman Capital Advisors, Llc reported RAUM $2.2B, up 87% from $1.2B (2017-10-16 to 2018-03-30)
Form ADVobserved 5 days ago
$1.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a5b4386-8d2a-8c58-89c1-aff25e70bb1b
First observed: Nov 18, 2011
Last observed: Jul 21, 2021 62 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BERMAN CAPITAL ADVISORS, LLC

CRD 155419

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a5b4386-8d2a-8c58-89c1-aff25e70bb1b

Data as of Jul 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BCA PRIVATE MARKETS, LLC

Other Private Fund

Jul 21, 2021

Mar 30, 2021

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASRAEL, JILL, BRODIE

MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

10/2011

Nov 18, 2011

Jul 21, 2021

BERMAN, JUSTIN

PRINCIPAL, MANAGING MEMBER

yes

10/2010

Nov 18, 2011

Jul 21, 2021

DOWNS, KELLY, ANN

CHIEF OPERATING OFFICER

yes

02/2011

Nov 18, 2011

Jul 21, 2021

Fisher, David, Lee

President

yes

12/2018

Mar 22, 2019

Jul 21, 2021

NOTTEBOHM, WEN, YUAN

WEALTH ADVISOR

08/2014

Mar 30, 2018

Jul 21, 2021

REILLY, WENDELL, SWITZER

Member

10/2011

Mar 7, 2012

Jul 21, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BCA HEDGED STRATEGIES FUND, GP, LLC

n/a

yes

n/a

BCA NOBLE HOSPITALITY ACCESS GP LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Austin

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 30, 2021

$3.3B

$871M

$121M

2019

Mar 30, 2020

$2.7B

$1.1B

$27.7M

2018

Mar 22, 2019

$2.3B

$867M

$498,750

2017

Mar 30, 2018

$2.2B

$880M

2016

Mar 29, 2017

$1.2B

$583M

n/a

2015

Mar 30, 2016

$959M

$521M

n/a

2014

Mar 25, 2015

$739M

$66.8M

n/a

2013

Mar 26, 2014

$512M

n/a

2012

Mar 26, 2013

$441M

n/a

2011

Mar 7, 2012

$1.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$3.3B

$2.7B

22.8%

$2.2B

15.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CRESSET ASSET MANAGEMENT, LLC

Oct 19, 2021

Oct 14, 2021

ATLANTA, GA

Firm absorbed

RIA to RIA

100.0%