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Advisor at ROCKEFELLER CAPITAL MANAGEMENT
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Feb 21, 2024 | n/a | yes | ATLANTA, GA | Current employment |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Jan 22, 2019 | n/a | yes | ATLANTA, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 31, 2008 | Jan 22, 2019 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Nov 4, 2008 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 13, 2004 | Apr 2, 2007 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Jan 22, 2019 | Jan 22, 2019 | 0 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 4, 2008 | Oct 31, 2008 | -4 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:291361:GA:2019-01-22 | Jan 22, 2019 | Jan 22, 2019 | ATLANTA, GA | Firm change |