This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SCHWAB WEALTH ADVISORY, INC.

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 18, 2022

First registration

Jan 20, 2022

Dual registered

yes, broker-dealer

Other names

Laura V Caceres Ortiz|Laura Caceres Nall|LC Nall|Laura Vanessa Caceres

IAPD individual key

7459928

• Occurred

  Oct 26, 2025
  Advisor changed firm

  Laura Caceres left J.P. Morgan Securities Llc for Schwab Wealth Advisory, Inc. (registered 2025-11-17)

  Form ADVobserved 5 days ago
• Occurred

  Oct 5, 2022
  Advisor changed firm

  Laura Caceres left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2022-10-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cddb299c-bd0b-1138-ec05-6f550f1fda58

First observed

Jan 20, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.