RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• C••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Nov 17, 2025 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseOct 20, 2022 to Oct 26, 2025 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedJan 20, 2022 to Oct 5, 2022 · Suwanee, Ga
- J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••left Oct 26, 2025, registered Nov 17, 2025 (22 days) · Other · moved with a team
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Oct 5, 2022, registered Oct 20, 2022 (15 days) · RIA to wirehouse
- L•••• C•••••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-11-17)Oct 26, 2025 · Advisor changed firm · fact
- L•••• C•••••• left L•• F•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-10-20)Oct 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address