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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

LARRY DALE PEREGRINE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Garden Grove, CA

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Search this name across graphsid dfx:ria:cdde1aad-2d77-0d76-86fa-185d0671d815

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 7, 1995
First registration: Nov 15, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1545146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 4, 2019	n/a	yes	Garden Grove, CA	Current employment
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Independent wealth	Sep 14, 2012	Feb 4, 2019	no	GARDEN GROVE, CA\|EAGLE, ID\|EAGLE, ID	Previous registration
CAPITAL SYNERGY PARTNERS	Former SEC adviser	Jan 3, 2012	Sep 17, 2012	no	WHITTIER, CA\|IRVINE, CA\|IRVINE, CA\|GARDEN GROVE, CA	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Jan 14, 2004	Dec 31, 2010	no	SANTA ANA, CA\|SANTA ANA, CA\|IRVINE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 15, 2001	Jan 6, 2004	no	LAGUNA HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 4, 2019	Feb 4, 2019	0	Firm change	RIA to ibd
CAPITAL SYNERGY PARTNERS	AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Sep 17, 2012	Sep 14, 2012	-3	Firm change	Other
FINANCIAL WEST GROUP	CAPITAL SYNERGY PARTNERS	Dec 31, 2010	Jan 3, 2012	368	Firm change	Other
MORGAN STANLEY DW INC.	FINANCIAL WEST GROUP	Jan 6, 2004	Jan 14, 2004	8	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered adviserregistration: previous registration
Sep 14, 2012 to Feb 4, 2019factForm ADV
→ CAPITAL SYNERGY PARTNERSRegistered adviserregistration: previous registration
Jan 3, 2012 to Sep 17, 2012factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Jan 14, 2004 to Dec 31, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 15, 2001 to Jan 6, 2004factForm ADV

Dated events

No dated event names this entity yet.