DFX Intelligence

Data Factory

P•••• S•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor34 years in industry

P•••• S•••• C•••••

Advisor at C•••••••• L••

LAKE MARY, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdf546a0-813b-9f95-a6fd-a4a2039ea7ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Other adviser	Aug 10, 2018	n/a	yes	LAKE MARY, FL	Current employment
V•••••• A•••••••• I•••	Bd affiliated wealth	Feb 19, 2018	Aug 28, 2018	no	Heathrow, FL\|Winter Park, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• A•••••••• I•••	C•••••••• L••	Aug 28, 2018	Aug 10, 2018	-18	Firm change	RIA to new firm
N•••••• G•••• S••••••••• I•••	V•••••• A•••••••• I•••	Mar 29, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108050:297679:FL:2018-08-28	Aug 28, 2018	Aug 10, 2018	WINTER PARK, FL	Firm change

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Aug 10, 2018 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 19, 2018 to Aug 28, 2018factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2002 to Mar 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdf546a0-813b-9f95-a6fd-a4a2039ea7ad
First observed: Dec 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.