DFX Intelligence

K••• J•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

K••• J•••••• T•••••••

Advisor at C••••••• P•••••••

San Jose, CA | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdf872d6-0d5a-34d8-6689-f40e849dae52

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 11, 2025	n/a	yes	OVERLAND PARK, KS\|San Jose, CA	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	Institutional manager	Oct 15, 2021	Jan 13, 2026	no	San Jose, CA\|San Jose, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Jan 13, 2026	Dec 11, 2025	-33	Channel change	Other
C•• A•••••••• I•••	C••••••• P••••••• I••••••••• A•••••••• L••	Aug 10, 2022	Oct 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
126777:105348:CA:2026-01-13	Jan 13, 2026	Dec 11, 2025	SAN JOSE, CA	Firm change after gap

Relationships

Registered with (5)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 15, 2021 to Jan 13, 2026factForm ADV
→ C•• A•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2017 to Aug 10, 2022factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Aug 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdf872d6-0d5a-34d8-6689-f40e849dae52
First observed: Mar 12, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.