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Advisor at RETIREMENT AND WEALTH AT ALLIANT, LLC
WAYNE, PA | Sapulpa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT AND WEALTH AT ALLIANT, LLC | Institutional manager | Mar 25, 2025 | n/a | yes | Sapulpa, OK|WAYNE, PA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 20, 2024 | Mar 4, 2025 | no | TULSA, OK|DALLAS, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 26, 2022 | Apr 23, 2024 | no | Tulsa, OK | Previous registration |
| EDWARD JONES | National bd RIA | Feb 20, 2020 | Jun 2, 2022 | no | Sapulpa, OK|ST LOUIS, MO|GLENPOOL, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RETIREMENT AND WEALTH AT ALLIANT, LLC | Mar 4, 2025 | Mar 25, 2025 | 21 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Apr 23, 2024 | May 20, 2024 | 27 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 2, 2022 | Jul 26, 2022 | 54 | Firm change | Ibd to ibd |