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RIA / WealthAdvisor28 years in industry

ANDREW HUGHES SUSANIN

Advisor at RIA ADVISORY GROUP, LLC

Des Moines, IA | DES MOINES, IA

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Search this name across graphsid dfx:ria:cdfae9ac-a031-cfbb-6a48-c6d94841e3f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIA ADVISORY GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S63
First exam: Apr 27, 1998
First registration: Jan 18, 1999
Dual registered: no
IAPD individual key: 2991266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIA GROUP, LLC	Former SEC adviser	Sep 4, 2026	n/a	yes	DES MOINES, IA	Current employment
RIA ADVISORY GROUP, LLC	Independent wealth	Aug 19, 2020	n/a	yes	DES MOINES, IA\|Des Moines, IA	Current employment
BALEFIRE, LLC	Independent wealth	Jul 27, 2018	Sep 15, 2020	no	Des Moines, IA\|DALLAS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 2, 2013	Aug 26, 2020	no	WEST DES MOINES, IA\|SAN DIEGO, CA\|DALLAS, TX\|DES MOINES, IA\|WEST DES MOINES, IA	Previous registration
BALEFIRE, LLC	Independent wealth	Sep 30, 2013	Dec 31, 2017	no	DALLAS, TX	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 16, 2002	Oct 1, 2013	no	W DES MOINES, IA\|WEST DES MOINES, IA	Previous registration
CAULDWELL FINANCIAL GROUP INC	n/a	Jan 18, 1999	Jul 11, 2008	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BALEFIRE, LLC	RIA ADVISORY GROUP, LLC	Sep 15, 2020	Aug 19, 2020	-27	Firm change	RIA to RIA
LPL FINANCIAL LLC	BALEFIRE, LLC	Aug 26, 2020	Jul 27, 2018	-761	Firm change after gap	Ibd to RIA
BALEFIRE, LLC	LPL FINANCIAL LLC	Dec 31, 2017	Oct 2, 2013	-1,551	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	BALEFIRE, LLC	Oct 1, 2013	Sep 30, 2013	-1	Firm change	Other
CAULDWELL FINANCIAL GROUP INC	SECURIAN FINANCIAL SERVICES, INC.	Jul 11, 2008	Sep 16, 2002	-2,125	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168733:6413:TX:2017-12-31	Dec 31, 2017	Oct 2, 2013	DALLAS, TX	Firm change after gap

Relationships

Registered with (6)

→ RIA GROUP, LLCRegistered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ RIA ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Aug 19, 2020 to presentfactForm ADV
→ BALEFIRE, LLCRegistered adviserregistration: previous registration
Jul 27, 2018 to Sep 15, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 2, 2013 to Aug 26, 2020factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 16, 2002 to Oct 1, 2013factForm ADV
→ CAULDWELL FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jan 18, 1999 to Jul 11, 2008factForm ADV

Dated events

No dated event names this entity yet.