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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

ROBERT CHARLES STEVENS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Norfolk, VA

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Search this name across graphsid dfx:ria:cdfb5fb5-4812-fa27-3371-d4fb3fd94050

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 15, 1994
First registration: Oct 13, 2003
Dual registered: yes, broker-dealer
Other names: ROB STEVENS
IAPD individual key: 2470433

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 27, 2016	n/a	yes	Norfolk, VA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jul 7, 2015	Feb 22, 2016	no	NORFOLK, VA	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 9, 2011	Jul 7, 2015	no	BIRMINGHAM, AL	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Nov 27, 2009	Dec 9, 2011	no	NORFOLK, VA\|RICHMOND, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 13, 2003	Dec 1, 2009	no	NORFOLK, VA\|NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 22, 2016	Jan 27, 2016	-26	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jul 7, 2015	Jul 7, 2015	0	Bulk transfer	Other
ANDERSON & STRUDWICK, INCORPORATED	STERNE AGEE ASSET MANAGEMENT, INC.	Dec 9, 2011	Dec 9, 2011	0	Firm change	Other
WELLS FARGO ADVISORS	ANDERSON & STRUDWICK, INCORPORATED	Dec 1, 2009	Nov 27, 2009	-4	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 27, 2016 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jul 7, 2015 to Feb 22, 2016factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2011 to Jul 7, 2015factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Nov 27, 2009 to Dec 9, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 13, 2003 to Dec 1, 2009factForm ADV

Dated events

No dated event names this entity yet.