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Advisor at WELLS FARGO ADVISORS
WYOMISSING, PA | ALLENTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 10, 2018 | n/a | yes | WYOMISSING, PA|ALLENTOWN, PA | Current employment |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Sep 5, 2017 | Mar 16, 2018 | no | Plymouth Meeting, PA|Exton, PA | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Jun 1, 2017 | Aug 22, 2017 | no | READING, PA|HARRISBURG, PA|Bethlehem, PA|Harrisburg, PA|Pottsville, PA|TAMAQUA, PA|Tamaqua, PA|Shenandoah, PA|Orwigsburg, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | WELLS FARGO ADVISORS | Mar 16, 2018 | Apr 10, 2018 | 25 | Firm change | Ibd to wirehouse |
| SANTANDER SECURITIES | KEY INVESTMENT SERVICES LLC | Aug 22, 2017 | Sep 5, 2017 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 41791:136300:PA:2017-08-22 | Aug 22, 2017 | Sep 5, 2017 | ORWIGSBURG, PA | Firm change |