DFX Intelligence

F•••• M• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

F•••• M• S••••••

Advisor at S•••••••• W••••• A••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:ce0cc870-3dc4-baf5-982e-9097b4b1fc5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• A••••••• L••	Independent wealth	Jan 17, 2020	n/a	yes	HOUSTON, TX	Current employment
S•••••••• W••••• A••••••• L••	Independent wealth	Jun 29, 2015	Dec 31, 2019	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••••• W••••• A••••••• L••	Mar 4, 2016	Jun 29, 2015	-249	Firm change after gap	Other
F•••• M••••••••• I••••••••• C•••••••••	L•• F•••••••• L••	Oct 22, 2007	Oct 23, 2007

Relationships

Registered with (5)

→ S•••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2015 to Dec 31, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 23, 2007 to Mar 4, 2016factForm ADV
→ F•••• M••••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 30, 2005 to Oct 22, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce0cc870-3dc4-baf5-982e-9097b4b1fc5e
First observed: Oct 24, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.