DFX Intelligence

P•••••• A•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

P•••••• A•••• B•••••••••

Advisor at B••••••••• A•••• M••••••••• I••

SANIBEL, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• A•••• M••••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 22, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• A•••• M••••••••• I••	State registered	Aug 31, 2017	n/a	yes	SANIBEL, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 14, 2008	Oct 3, 2017	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••••••• A•••• M••••••••• I••	Oct 3, 2017	Aug 31, 2017	-33	Firm change after gap	Wirehouse to state RIA
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Mar 17, 2008	Mar 14, 2008

Relationships

Registered with (3)

→ B••••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Aug 31, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 14, 2008 to Oct 3, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 4, 1999 to Mar 17, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 4, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.