DFX Intelligence

E•••• F•••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

E•••• F•••••••• G••••• I•••

CRD 119873

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 11, 2018 to Mar 16, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $332M••• Locked
Discretionary RAUM: $317M
Private client RAUM: $332Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $166Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• T••••• E••••	Chartered Financial Consultant	OMAHA, NE \| WESTLAKE, OH \| Westlake, OH	5	30	2	yes
B•••••• M•••••• S•••••••••	Certified Financial Planner\|Chartered Financial Consultant	OMAHA, NE \| WESTLAKE, OH \| Westlake, OH	3	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• J••••• T•••••	PRESIDENT/CCO	E	yes	01/2000	Jul 11, 2018	Apr 15, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$332M	$275M	20.6%	$209M	16.7%	2	5	0	0

Relationships

Registered with (4)

← B•••••• M•••••• S•••••••••Advisorregistration: current employment
Feb 11, 2023 to presentfactForm ADV
← J•••• T••••• E••••Advisorregistration: previous registration
Feb 2, 2007 to Dec 31, 2019factForm ADV
← R••• M••••• D••••••Advisorregistration: previous registration
Aug 4, 2021 to Oct 26, 2022factForm ADV
← M••• J•••• D•••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
26 Oct 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
11 Jul 2018
First Form ADV filing
••• Locked
Form ADV

Show 1 bookkeeping event

Occurred
Mar 16, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 11, 2018
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.