DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Elios Financial Group, Inc.
Latest filing Mar 16, 2026
First filing on the tape Jul 11, 2018 · 18 filings
SEC status approved since Aug 10, 2018
RAUM
$332M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$332M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$332M as of Mar 16, 2026
Mar 25, 2019$138M then
HNW client RAUM$271M as of Mar 16, 2026
Mar 25, 2022$123M then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Mar 25, 20191 then
Employees (5.A)2 as of Mar 16, 2026
Mar 25, 20194 then
Private funds: no history
RAUM +21% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $311,560derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, subscription, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $663MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$271M82%
- Individuals$60.6M18%
- Individual clients
- 168reported
- HNW clients
- 122reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,064reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $332M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Thomas EliosChartered Financial Consultant | Omaha, Ne | Aug 20, 2021 | 30 y | 2 |
| Brandon Michael SteinhagenCertified Financial Planner, Chartered Financial Consultant | Omaha, Ne | Feb 11, 2023 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ryan Mathew Dobroka to Strategic Wealth Partners, Ltd.Oct 26, 2022 · RIA to RIA
- Mark James Donnelly to The Estate Planning Team, Inc.Jun 12, 2014 · RIA to a state-registered adviser
Joined, latest
- Brandon Michael Steinhagen from Dbk Financial Counsel, LLCFeb 11, 2023 · RIA to RIA
- Mark James Donnelly from LPL Financial LLCMay 3, 2011 · Other
- James Thomas Elios from LPL Financial LLCFeb 2, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas James Elios · President/Ccocontrolsince 01/2000 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westlake, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 975 to 1,064Mar 28, 2025 to Mar 16, 2026
- HNW clients · 93 to 122Mar 28, 2025 to Mar 16, 2026
- Individual clients · 190 to 168Mar 28, 2025 to Mar 16, 2026
- Employees · 5 to 2Mar 28, 2025 to Mar 16, 2026
- Discretionary RAUM · $262M to $317MMar 28, 2025 to Mar 16, 2026
- HNW RAUM · $200M to $271MMar 28, 2025 to Mar 16, 2026
- Individual RAUM · $75.4M to $60.6MMar 28, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $13.0M to $14.8MMar 28, 2025 to Mar 16, 2026
- RAUM · $275M to $332MMar 28, 2025 to Mar 16, 2026
- Wrap assets (sponsor) · $274M to $332MMar 28, 2025 to Mar 16, 2026
- Accounts · 899 to 975Apr 15, 2024 to Mar 28, 2025
- HNW clients · 88 to 93Apr 15, 2024 to Mar 28, 2025
- Individual clients · 181 to 190Apr 15, 2024 to Mar 28, 2025
- Assets in custody · 8500000.0 to unsetApr 15, 2024 to Mar 28, 2025
- Custody of client assets · true to falseApr 15, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Apr 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $220M to $262MApr 15, 2024 to Mar 28, 2025
- HNW RAUM · $182M to $200MApr 15, 2024 to Mar 28, 2025
- Individual RAUM · $74.0M to $75.4MApr 15, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $36.0M to $13.0MApr 15, 2024 to Mar 28, 2025
- RAUM · $256M to $275MApr 15, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · $0 to $274MApr 15, 2024 to Mar 28, 2025
- Accounts · 822 to 899Mar 7, 2023 to Mar 22, 2024
- HNW clients · 69 to 88Mar 7, 2023 to Mar 22, 2024
- Individual clients · 193 to 181Mar 7, 2023 to Mar 22, 2024
- Assets in custody · unset to 8500000.0Mar 7, 2023 to Mar 22, 2024
- Custody of client assets · false to trueMar 7, 2023 to Mar 22, 2024
- Employees · 4 to 5Mar 7, 2023 to Mar 22, 2024
- Financial planning clients · 1-10 to 101-250Mar 7, 2023 to Mar 22, 2024
- State-registered IARs · 0 to 2Mar 7, 2023 to Mar 22, 2024
- Discretionary RAUM · $191M to $220MMar 7, 2023 to Mar 22, 2024
- HNW RAUM · $136M to $182MMar 7, 2023 to Mar 22, 2024
- Individual RAUM · $72.3M to $74.0MMar 7, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $17.3M to $36.0MMar 7, 2023 to Mar 22, 2024
- RAUM · $209M to $256MMar 7, 2023 to Mar 22, 2024
- Accounts · 802 to 822Mar 25, 2022 to Feb 28, 2023
- BD registered reps · 2 to 1Mar 25, 2022 to Feb 28, 2023
- HNW clients · 74 to 69Mar 25, 2022 to Feb 28, 2023
- Individual clients · 170 to 193Mar 25, 2022 to Feb 28, 2023
- Assets in custody · 170410000.0 to unsetMar 25, 2022 to Feb 28, 2023
Signals
2 dated events
- Ryan Mathew Dobroka left Elios Financial Group, Inc. for Strategic Wealth Partners, Ltd. (registered 2022-10-19)Oct 26, 2022 · Advisor changed firm · fact
- Elios Financial Group, Inc. filed its initial SEC registration (Form ADV)Jul 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 440-617-9100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 440-617-9200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-321-0808reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/elios-financial-group-inc-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- ELIOSFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 440-617-9100reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- carsonwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- carsonwealth.com/team-members/james-t-eliosreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026