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RIA / WealthAdvisor22 years in industry

SPENCER NELSON SMITH

Advisor at US GROWTH PARTNERS, LLC

LEAGUE CITY, TX

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Search this name across graphsid dfx:ria:ce1648eb-4156-f1bf-ea62-6df5dce45aea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: US GROWTH PARTNERS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Dec 16, 2011
First registration: Dec 20, 2011
Dual registered: no
Other names: SPENCER NELSON SMITH|SPENCER N SMITH
IAPD individual key: 4436085

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
US GROWTH PARTNERS, LLC	State registered	Feb 22, 2022	n/a	yes	LEAGUE CITY, TX	Current employment
TREMONT STREET ADVISORS, LLC	State registered	Dec 17, 2019	Jan 12, 2022	no	LEAGUE CITY, TX	Previous registration
RESPIRE WEALTH MANAGEMENT, LLC	State registered	Jan 22, 2018	Sep 12, 2018	no	CLYDE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 20, 2011	Sep 25, 2013	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TREMONT STREET ADVISORS, LLC	US GROWTH PARTNERS, LLC	Jan 12, 2022	Feb 22, 2022	41	Firm change	Other
RESPIRE WEALTH MANAGEMENT, LLC	TREMONT STREET ADVISORS, LLC	Sep 12, 2018	Dec 17, 2019	461	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RESPIRE WEALTH MANAGEMENT, LLC	Sep 25, 2013	Jan 22, 2018	1,580	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (4)

→ US GROWTH PARTNERS, LLCRegistered adviserregistration: current employment
Feb 22, 2022 to presentfactForm ADV
→ TREMONT STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 17, 2019 to Jan 12, 2022factForm ADV
→ RESPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 22, 2018 to Sep 12, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 20, 2011 to Sep 25, 2013factForm ADV

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
Spencer Nelson Smith left Tremont Street Advisors, Llc for Us Growth Partners, Llc (registered 2022-02-22)
Form ADVobserved 5 days ago