DFX Intelligence

M••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

M••••• B••••••

Advisor at C•••••••• G••••• M•••••• I•••

NEW YORK, NY | CHATHAM, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce19596f-c7b4-efb6-2825-ece28093dd42

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 7, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Oct 30, 2025	n/a	yes	CHATHAM, NJ\|NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	May 31, 2022	Oct 23, 2025	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C•••••••• G••••• M•••••• I•••	Oct 23, 2025	Oct 30, 2025	7	Firm change	Wirehouse to ibd
W••••••••• A•••••••	J••• M••••• S••••••••• L••	May 27, 2022	May 31, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
158380:79:NY:2022-05-27	May 27, 2022	May 31, 2022	NEW YORK, NY	Firm change
119386:158380:NY:2018-09-05	Sep 5, 2018	Aug 30, 2021	NEW YORK, NY	Firm change after gap

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 31, 2022 to Oct 23, 2025factForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2021 to May 27, 2022factForm ADV
→ L•••• A•••••••• I•••Registered adviser

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce19596f-c7b4-efb6-2825-ece28093dd42
First observed: Apr 7, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.