DFX Intelligence
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Reading the graph
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L•••• WEALTH ADVISORS, LLC, CRD 158380
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L•• H••••••• L•• | Shareholder | E | yes | 11/2017 | Mar 30, 2018 | May 27, 2022 |
| M•••••• D••••••• P••••••• | GENERAL PARTNER | F | yes | 07/2013 | Dec 10, 2013 | May 27, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• L•• | n/a | Mixed wealth | $98B | N | yes | n/a |
| N•• R••••••••• I••• | n/a | Institutional manager | $39B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 2 | yes |
| Chicago | IL | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $2.1B | $1.8B | 19.4% | $1.3B | 18.3% | 30 | 30 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W••••••••• A••••••• | 9 | Jul 5, 2022 | Jun 30, 2022 | NEW YORK, NY | Firm absorbed | RIA to RIA | 100.0% |
| J••• M••••• S••••••••• L•• | 3 | May 27, 2022 | May 31, 2022 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•••• A•••••••• I••• | 2 | Sep 5, 2018 | Sep 3, 2021 | NEW YORK, NY | Team lift out | Other | 11.1% |
| Director |
| Na |
| yes |
| 07/2017 |
| Mar 30, 2018 |
| May 27, 2022 |
| M•••••••• M••••••• J••••• | CHIEF INVESTMENT OFFICER | Na | yes | 05/2022 | May 27, 2022 | May 27, 2022 |
| N•• C••• | Owner | D | yes | 11/2017 | Mar 30, 2018 | May 27, 2022 |
| N•• H•••••••• L•• | Owner | E | yes | 07/2013 | Mar 31, 2015 | May 27, 2022 |
| N•• I••••••••• H••••••• A• C•••• | Owner | E | yes | 07/2013 | Mar 31, 2015 | May 27, 2022 |
| N•• I••••••••• H••••••• B• C•••• | Owner | E | yes | 07/2013 | Mar 31, 2015 | May 27, 2022 |
| N•• P••••• C•• L•• | Owner | E | yes | 10/2014 | Mar 31, 2015 | May 27, 2022 |
| N•• U••••••• H•••••••• L•• | Owner | E | yes | 02/2017 | Mar 30, 2018 | May 27, 2022 |
| O•••••••• E•••••• G••••• | Director | Na | yes | 02/2015 | Mar 31, 2015 | May 27, 2022 |
| P•••••• S•• G•• L••• | GENERAL PARTNER | F | yes | 03/2021 | Mar 31, 2021 | May 27, 2022 |
| P•••••• S••• L••• | Owner | C | yes | 03/2021 | Mar 31, 2021 | May 27, 2022 |
| R••••••••• G••••••• K•••• | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | Na | yes | 01/2013 | Feb 23, 2013 | May 27, 2022 |
| S••••••••• B••••• R••••• | Director | Na | yes | 11/2011 | Mar 31, 2015 | May 27, 2022 |
| V•• B••••••••• R•••• P••••• | CHIEF EXECUTIVE OFFICER | Na | yes | 08/2018 | Mar 31, 2015 | May 27, 2022 |
| L•••••• L•••• M•••••• | VICE PRESIDENT | Na | no | 06/2011 | Mar 30, 2016 | May 27, 2022 |
| W••••••••• A••••••• L•• |
| n/a |
| Independent wealth |
| $34B |
| N |
| yes |
| n/a |
| L•••• A•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| N•• P••••••• • S•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| $2.1B |
| $2.1B |
| 30 |
| 20 |
| 2 |
| n/a |
| n/a |
| 2020 | Mar 31, 2021 | $1.8B | $1.8B | 30 | 20 | 2 | n/a | n/a |
| 2019 | Mar 31, 2020 | $1.6B | $1.6B | 30 | 20 | 2 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.3B | $1.3B | 30 | 20 | 3 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.1B | $1.1B | 9 | 6 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $857M | $857M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $877M | $877M | 8 | 5 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $763M | $763M | 8 | 4 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $649M | $649M | 5 | 4 | n/a | n/a | n/a |
| 2012 | Feb 23, 2013 | $415M | $415M | 5 | 4 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $72.0M | $72.0M | n/a | n/a | n/a | n/a | n/a |
| NEW YORK, NY |
| Team lift out |
| RIA to wirehouse |
| 27.3% |