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RIA / WealthAdvisorCertified Financial Planner18 years in industry

Stephen McKim Elliker

Advisor at ELLIKER FINANCIAL

Elverson, PA | MORGANTOWN, PA

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Search this name across graphsid dfx:ria:ce26c8d4-bc12-b5fa-1f05-c59392740fa1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ELLIKER FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 1, 2021
First registration: Nov 24, 2020
Dual registered: no
Other names: STEVE ELLIKER|STEPHEN MCKIM ELLIKER|STEPHEN ELLIKER
IAPD individual key: 4546706

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ELLIKER FINANCIAL	State registered	May 5, 2025	n/a	yes	MORGANTOWN, PA\|Elverson, PA	Current employment
RODGERS & ASSOCIATES	Independent wealth	Sep 22, 2021	Apr 30, 2025	no	Lancaster, PA	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Feb 9, 2021	Jun 18, 2021	no	MALVERN, PA	Previous registration
COMPASS ION ADVISORS, LLC	Independent wealth	Nov 24, 2020	Jan 4, 2021	no	CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RODGERS & ASSOCIATES	ELLIKER FINANCIAL	Apr 30, 2025	May 5, 2025	5	Firm change	RIA to state RIA
VANGUARD ADVISERS, INC.	RODGERS & ASSOCIATES	Jun 18, 2021	Sep 22, 2021	96	Firm change	Ibd to RIA
COMPASS ION ADVISORS, LLC	VANGUARD ADVISERS, INC.	Jan 4, 2021	Feb 9, 2021	36	Firm change	RIA to ibd

Relationships

Registered with (4)

→ ELLIKER FINANCIALRegistered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ RODGERS & ASSOCIATESRegistered adviserregistration: previous registration
Sep 22, 2021 to Apr 30, 2025factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Feb 9, 2021 to Jun 18, 2021factForm ADV
→ COMPASS ION ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 24, 2020 to Jan 4, 2021factForm ADV

Dated events

Occurred
Apr 30, 2025
Advisor changed firm
Stephen Mckim Elliker left Rodgers & Associates for Elliker Financial (registered 2025-05-05)
Form ADVobserved 4 days ago