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L••••• D• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

L••••• D• M•••••

Advisor at I• F•••••••• A••••••• S••••••• L••

Lapeer, MI | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:ce43be19-a301-6328-e83e-14f076b9b9ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Feb 13, 2026	n/a	yes	Lapeer, MI\|CHARLOTTE, NC	Current employment
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Feb 1, 2020	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••	I• F•••••••• A••••••• S••••••• L••	May 30, 2017	Feb 1, 2020	977	Firm change after gap	Other

Relationships

Registered with (2)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 1, 2020 to Dec 31, 2024factForm ADV
→ SPCRegistered adviserregistration: previous registration
Sep 5, 2002 to May 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce43be19-a301-6328-e83e-14f076b9b9ff
First observed: Sep 5, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.