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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LENOX CAPITAL MANAGEMENT, INC.

CRD 124971

NEW LENOX, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce4a7cb1-0e5f-526d-5cde-1e3c2a1e72c8

Data as of Apr 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Apr 24, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $46.4MItem 5.F on the latest filing (2012-04-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $36.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $46.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 663
SEC number: 801-68884
CRD: 124971
Filings on the tape: 2
First filed: Feb 13, 2012
Latest filed: Apr 24, 2012
Organised: Corporation, Illinois

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS SCOTT RUTH	n/a	NEW LENOX, IL	28	41	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RUTH, DOUGLAS, SCOTT	President	E	yes	04/1997	Feb 13, 2012	Apr 24, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LENOX FINANCIAL SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Controls (1)

← RUTH, DOUGLAS, SCOTTOwnerPRESIDENT, ownership code E, individual
Feb 13, 2012 to presentfactForm ADV

Registered with (2)

← DOUGLAS SCOTT RUTHAdvisorregistration: current employment
May 23, 1998 to presentfactForm ADV
← GEORGE NORRIS ELLISAdvisorregistration: previous registration
Apr 1, 2005 to Aug 17, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce4a7cb1-0e5f-526d-5cde-1e3c2a1e72c8
First observed: Feb 13, 2012
Last observed: Apr 24, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LENOX CAPITAL MANAGEMENT, INC.

CRD 124971

NEW LENOX, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce4a7cb1-0e5f-526d-5cde-1e3c2a1e72c8

Data as of Apr 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS SCOTT RUTH

n/a

NEW LENOX, IL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RUTH, DOUGLAS, SCOTT

President

yes

04/1997

Feb 13, 2012

Apr 24, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LENOX FINANCIAL SERVICES, INC.

n/a

yes

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

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