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Advisor at OSAIC WEALTH, INC.
REHOBOTH BEACH, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | REHOBOTH BEACH, DE | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 18, 2020 | Jun 14, 2024 | no | MALVERN, PA|ARDMORE, PA|REHOBOTH BEACH, DE | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Jul 11, 2018 | Sep 18, 2020 | no | Malvem, PA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Aug 13, 2014 | Jul 16, 2018 | no | MARLTON, NJ|MARLTON, NJ | Previous registration |
| PIEDMONT INVESTMENT ADVISORS, LLC | Former SEC adviser | Nov 13, 2009 | Aug 18, 2014 | no | LANSDOWNE, VA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 12, 2009 | no | MT. LAUREL, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Aug 29, 2008 | Jun 1, 2009 | no | MT. LAUREL, NJ | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Feb 18, 2005 | Sep 10, 2008 | no | MARLTON, NJ|MARLTON, NJ | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Nov 27, 2002 | Aug 7, 2003 | no | MARLTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 18, 2020 | Sep 18, 2020 | 0 | Bulk transfer | Ibd to ibd |
| FSC SECURITIES CORPORATION | SSN ADVISORY, INC. | Jul 16, 2018 | Jul 11, 2018 | -5 | Firm change | Ibd to ibd |
| PIEDMONT INVESTMENT ADVISORS, LLC | FSC SECURITIES CORPORATION | Aug 18, 2014 | Aug 13, 2014 | -5 | Firm change | Other |
| MORGAN STANLEY | PIEDMONT INVESTMENT ADVISORS, LLC | Nov 12, 2009 | Nov 13, 2009 | 1 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| JANNEY MONTGOMERY SCOTT LLC | MORGAN STANLEY & CO. LLC | Sep 10, 2008 | Aug 29, 2008 | -12 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | JANNEY MONTGOMERY SCOTT LLC | Aug 7, 2003 | Feb 18, 2005 | 561 | Firm change after gap | Other |