DFX Intelligence

F••••••• A•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

F••••••• A•••••• A••••

Advisor at E•••• C•••••• M••••••••• G••••• L••

Middletown, CT

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Search this name across graphsid dfx:ria:ce515040-ee61-82a3-a379-5a9e1b9badb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• C•••••• M••••••••• G••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• C•••••• M••••••••• G••••• L••	Other adviser	Jan 20, 2017	n/a	yes	Middletown, CT	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 30, 2013	Aug 6, 2015	no	NEW HAVEN, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E•••• C•••••• M••••••••• G••••• L••	Aug 6, 2015	Jan 20, 2017	533	Firm change after gap	Other

Relationships

Registered with (2)

→ E•••• C•••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Jan 20, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2013 to Aug 6, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce515040-ee61-82a3-a379-5a9e1b9badb6
First observed: Aug 30, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.