DFX Intelligence
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Registered advisor
F••••••• A•••••• A••••
Feed of 09/14/2026
Also filed as F••• A•••••• A••••••••• A•••••• A••••
At current firm
9 y
since Jan 20, 2017
In the industry
13 y
since Aug 30, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• C•••••• M••••••••• G••••• L•• other currentsince Jan 20, 2017 · Middletown, Ct
- W•••• F•••• A••••••• wirehouseAug 30, 2013 to Aug 6, 2015 · New Haven, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E•••• C•••••• M••••••••• G••••• L••left Aug 6, 2015, registered Jan 20, 2017 (533 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address