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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 2, 2023 | n/a | yes | Nashville, TN | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 11, 2018 | Aug 4, 2023 | no | NEW ORLEANS, LA|Nashville, TN|ST. PETERSBURG, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 4, 2015 | May 7, 2018 | no | NEW ORLEANS, LA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 28, 2010 | Aug 28, 2015 | no | NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 4, 2023 | Aug 2, 2023 | -2 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | May 7, 2018 | May 11, 2018 | 4 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 28, 2015 | Sep 4, 2015 | 7 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:FL:2023-07-12 | Aug 4, 2023 | Aug 2, 2023 | ST PETERSBURG, FL | Firm change |