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Advisor at BLACK CARD CIRCLE
Sherman Oaks, CA | LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLACK CARD CIRCLE | State registered | Jan 1, 2025 | n/a | yes | LAS VEGAS, NV|Sherman Oaks, CA | Current employment |
| WADDELL & REED | Former SEC adviser | Oct 30, 2015 | Dec 11, 2019 | no | LAS VEGAS, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 4, 2011 | Nov 11, 2015 | no | WOODLAND HILLS, CA | Previous registration |
| CAMERON MURPHY & SPANGLER INC | Former SEC adviser | Nov 20, 2006 | Mar 7, 2011 | no | PASADENA, CA|PASADENA, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 31, 2005 | Nov 14, 2006 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | BLACK CARD CIRCLE | Dec 11, 2019 | Jan 1, 2025 | 1,848 | Firm change after gap | Ibd to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | WADDELL & REED | Nov 11, 2015 | Oct 30, 2015 | -12 | Firm change | Other |
| CAMERON MURPHY & SPANGLER INC | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 7, 2011 | Mar 4, 2011 | -3 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | CAMERON MURPHY & SPANGLER INC | Nov 14, 2006 | Nov 20, 2006 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:290342:NV:2019-12-11 | Dec 11, 2019 | Jan 1, 2025 | LAS VEGAS, NV | Firm change after gap |