DFX Intelligence

G•••••• J•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

G•••••• J•••• K•••

Advisor at W•••• I••••••••• A•••••••• L••

Waukesha, WI

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Search this name across graphsid dfx:ria:ce71af2f-5e57-7b5b-ddf5-6d543c40e24c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 30, 2026	n/a	yes	Waukesha, WI	Current employment
J•••••• W••••• I•••	Mixed wealth	Aug 23, 2023	Jun 30, 2026	no	MILWAUKEE, WI\|WAUKESHA, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• W••••• I•••	W•••• I••••••••• A•••••••• L••	Jun 30, 2026	Jun 30, 2026	0	Firm change	Other
C•••••• S••••• • C••• I•••	J•••••• W••••• I•••	Jul 27, 2023	Aug 23, 2023

Relationships

Registered with (3)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ J•••••• W••••• I•••Registered adviserregistration: previous registration
Aug 23, 2023 to Jun 30, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 15, 2017 to Jul 27, 2023factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce71af2f-5e57-7b5b-ddf5-6d543c40e24c
First observed: May 15, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.