RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J•••• K•••
- W•••• I••••••••• A•••••••• L•• other currentsince Jun 30, 2026 · Waukesha, Wi
- J•••••• W••••• I••• mixed wealthAug 23, 2023 to Jun 30, 2026 · Milwaukee, Wi
- C•••••• S••••• • C••• I••• national BDMay 15, 2017 to Jul 27, 2023 · Indianapolis, In
- J•••••• W••••• I••• to W•••• I••••••••• A•••••••• L••left Jun 30, 2026, registered Jun 30, 2026 (0 days) · Other
- C•••••• S••••• • C••• I••• to J•••••• W••••• I•••left Jul 27, 2023, registered Aug 23, 2023 (27 days) · Affiliated broker-dealer or bank to independent RIA
- G•••••• J•••• K••• left J•••••• W••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- G•••••• J•••• K••• left C•••••• S••••• • C••• I••• for J•••••• W••••• I••• (registered 2023-08-23)Jul 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address