This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 10, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S66|S63

First exam

Aug 10, 1992

First registration

Jan 5, 2011

Dual registered

yes, broker-dealer

Other names

DANA WITTY|DANA WITTY

IAPD individual key

2260208

• Occurred

  Jul 29, 2024
  Advisor changed firm

  Dana Lianne Gibbs left Benjamin F. Edwards & Company, Incorporated for Ameriprise Financial Services, Llc (registered 2024-07-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ce786e6f-5bc5-15c2-e685-a6bd6b03a2b7

First observed

Jan 5, 2011

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.