DFX Intelligence

K•• M•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)18 years in industry

K•• M•••• D••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:ce82f4c8-3294-9dd9-948a-60b708dd31f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Nov 4, 2025	n/a	yes	CONSHOHOCKEN, PA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Aug 31, 2020	Oct 10, 2023	no	King of Prussia, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Oct 10, 2023	Nov 4, 2025	756	Firm change after gap	Ibd to ibd
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Feb 17, 2021	Aug 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
7438:142785:PA:2016-03-30	Mar 30, 2016	Mar 1, 2016	KING OF PRUSSIA, PA	Firm change

Relationships

Registered with (5)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2020 to Oct 10, 2023factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Mar 1, 2016 to Feb 17, 2021factForm ADV
→ V••••• F•••• A•••• M••••••••• L••

Dated events

Occurred
Oct 10, 2023
Advisor changed firm
K•• M•••• D•••• left T••••• A••••••• S•••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce82f4c8-3294-9dd9-948a-60b708dd31f0
First observed: May 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.