DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kim Marie Davis
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Kim Marie Prete
At current firm
0 y
since Nov 4, 2025
In the industry
18 y
since May 8, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Nov 4, 2025 · Conshohocken, Pa
- Truist Advisory Services, Inc. BD affiliatedAug 31, 2020 to Oct 10, 2023 · King Of Prussia, Pa
- Bb&T Securities, LLC formerMar 1, 2016 to Feb 17, 2021 · King Of Prussia, Pa
- Valley Forge Asset Management, LLC formerApr 23, 2010 to Mar 30, 2016 · King Of Prussia, Pa
- Widmann, Siff & Co., Inc. unclassifiedMay 8, 2008 to Dec 1, 2008 · Exton, Pa
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Stifel, Nicolaus & Company, Incorporatedleft Oct 10, 2023, registered Nov 4, 2025 (756 days) · Affiliated broker-dealer or bank to another
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Aug 31, 2020 (-170 days) · corporate re-registration, not a move
- Valley Forge Asset Management, LLC to Bb&T Securities, LLCleft Mar 30, 2016, registered Mar 1, 2016 (-29 days) · Other · moved with a team
- Widmann, Siff & Co., Inc. to Valley Forge Asset Management, LLCleft Dec 1, 2008, registered Apr 23, 2010 (508 days) · Other
Signals
- Kim Marie Davis left Truist Advisory Services, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2025-11-04)Oct 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address