DFX Intelligence
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Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
ONTARIO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 6, 2012 | n/a | yes | ONTARIO, CA | Current employment |
| O•••••• G•••• L•• | Institutional manager | Feb 9, 2005 | Nov 15, 2010 | no | HERMOSA BEACH, CA|EL SEGUNDO, CA|LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••••• G•••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Nov 15, 2010 | Jul 6, 2012 | 599 | Firm change after gap | Other |
| B•• G•••• L•• | O•••••• G•••• L•• | Jan 20, 2005 | Feb 9, 2005 |
| B•• G•••• L•• | Former SEC adviser | Jun 23, 2003 | Jan 20, 2005 | no | LOS ANGELES, CA | Previous registration |
| B•• G•••• L•• | Former SEC adviser | May 22, 2001 | May 5, 2003 | no | LOS ANGELES, CA | Previous registration |
| 20 |
| Firm change |
| Other |