DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• I••••••••• S••••••••• L••
FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• I••••••••• S••••••••• L•• | State registered | May 18, 2018 | n/a | yes | FORT MILL, SC | Current employment |
| M••••• I••••••••• L•• | Independent wealth | Aug 3, 2017 | Dec 11, 2018 | no | fort mill, SC|PORT ST LUCIE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• I••••••••• L•• | A•••• I••••••••• S••••••••• L•• | Dec 11, 2018 | May 18, 2018 | -207 | Firm change after gap | RIA to state RIA |
| B••••••••• C•••••• M••••••••• L•• | M••••• I••••••••• L•• | Jul 13, 2016 | Aug 3, 2017 |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Jun 1, 2015 | Jul 13, 2016 | no | CHARLOTTE, NC|WHEATON, IL | Previous registration |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Sep 3, 2012 | Dec 2, 2013 | no | CHARLOTTE, NC|Urbandale, IA|BOISE, ID | Previous registration |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | May 17, 2010 | Apr 13, 2012 | no | CHARLOTTE, NC|WHEATON, IL | Previous registration |
| 386 |
| Firm change |
| Other |
| I•••••••• A•••••••• L•• | B••••••••• C•••••• M••••••••• L•• | Dec 2, 2013 | Jun 1, 2015 | 546 | Firm change after gap | Other |
| B••••••••• C•••••• M••••••••• L•• | I•••••••• A•••••••• L•• | Apr 13, 2012 | Sep 3, 2012 | 143 | Firm change | Other |