DFX Intelligence

W•••••• B•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

W•••••• B•••••• B•••

Advisor at C•••••• C••••• G••••• I•••

Huntington Beach, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:ce8db4d2-9060-fdbd-faa8-259b846a5403

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 22, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	May 11, 2026	n/a	yes	LOS ANGELES, CA\|Huntington Beach, CA	Current employment
B•••••••• F••• A•••••••	Asset manager	Apr 24, 2012	Apr 13, 2026	no	SAN FRANCISCO, CA\|Huntington Beach, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F••• A•••••••	C•••••• C••••• G••••• I•••	Apr 13, 2026	May 11, 2026	28	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	B•••••••• F••• A•••••••	May 11, 2012	Apr 24, 2012

Relationships

Registered with (3)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ B•••••••• F••• A•••••••Registered adviserregistration: previous registration
Apr 24, 2012 to Apr 13, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 24, 2009 to May 11, 2012factForm ADV

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce8db4d2-9060-fdbd-faa8-259b846a5403
First observed: Dec 24, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.