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Advisor at WAVERLY ADVISORS, LLC
CINCINNATI, OH | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC | Independent wealth | Oct 22, 2024 | n/a | yes | BIRMINGHAM, AL|CINCINNATI, OH | Current employment |
| 9258 WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 14, 2020 | Dec 2, 2024 | no | BLUE ASH, OH | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Oct 13, 2020 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Oct 15, 2015 | Jul 13, 2018 | no | COVINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 9258 WEALTH MANAGEMENT, LLC | WAVERLY ADVISORS, LLC | Dec 2, 2024 | Oct 22, 2024 | -41 | Firm change after gap | RIA to RIA |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 9258 WEALTH MANAGEMENT, LLC | Oct 13, 2020 | Oct 14, 2020 | 1 | Firm change | Ibd to RIA |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290693:115332:OH:2024-12-02 | Dec 2, 2024 | Oct 22, 2024 | BLUE ASH, OH | Firm change after gap |