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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

BRADLEY W POOCK

Advisor at SIEBERT ADVISORNXT, LLC.

Beverly Hills, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:ced0c515-8346-451c-8af7-d36a0b73984a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIEBERT ADVISORNXT, LLC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Jan 10, 1994
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: BRADLEY WAYNE POOCK
IAPD individual key: 2262554

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIEBERT ADVISORNXT, LLC.	Independent wealth	Mar 15, 2018	n/a	yes	Beverly Hills, CA\|NEW YORK, NY	Current employment
STOCKCROSS FINANCIAL SERVICES, INC.	n/a	Aug 13, 2012	Dec 31, 2017	no	BEVERLY HILLS, CA\|CALABASAS, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 16, 2012	no	BEVERLY HILLS, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	NEW YORK, NY\|BEVERLY HILLS, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 8, 1997	Apr 2, 2007	no	BEVERLY HILLS, CA\|BEVERLY HLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STOCKCROSS FINANCIAL SERVICES, INC.	SIEBERT ADVISORNXT, LLC.	Dec 31, 2017	Mar 15, 2018	74	Firm change	Other
MORGAN STANLEY	STOCKCROSS FINANCIAL SERVICES, INC.	Aug 16, 2012	Aug 13, 2012	-3	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6670:288572:CA:2017-12-31	Dec 31, 2017	Mar 15, 2018	CALABASAS, CA	Firm change

Relationships

Registered with (5)

→ SIEBERT ADVISORNXT, LLC.Registered adviserregistration: current employment
Mar 15, 2018 to presentfactForm ADV
→ STOCKCROSS FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 13, 2012 to Dec 31, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 16, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.