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B•••• P•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

B•••• P•••• T•••••••

Advisor at H•••••••• A•••••••• L••

Lexington, MA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cee2c891-c5a9-cb03-82f1-77bf31f1a536

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jan 4, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• P•••• T•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2022	n/a	yes	Lexington, MA\|CHICAGO, IL	Current employment
T••••••• W••••• M••••••••• L•••	Former SEC adviser	May 22, 2008	Jan 17, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• W••••• M••••••••• L•••	H•••••••• A•••••••• L••	Jan 17, 2022	Feb 13, 2022	27	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108313:145323:MA:2022-01-17	Jan 17, 2022	Feb 13, 2022	CONCORD, MA	Firm change

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2022 to presentfactForm ADV
→ T••••••• W••••• M••••••••• L•••Registered adviserregistration: previous registration
May 22, 2008 to Jan 17, 2022factForm ADV

Dated events

Occurred
Jan 17, 2022
Advisor changed firm
B•••• P•••• T••••••• left T••••••• W••••• M••••••••• L••• for H•••••••• A•••••••• L•• (registered 2022-02-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cee2c891-c5a9-cb03-82f1-77bf31f1a536
First observed: Jan 4, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.