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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MARCUS REED

Advisor at CHARLES SCHWAB & CO., INC.

Houston, TX

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Search this name across graphsid dfx:ria:cee73e44-c1a7-df17-3a5e-2dcc7c160747

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 21, 1996
First registration: Nov 6, 2002
Dual registered: yes, broker-dealer
Other names: MARCUS REED|MARCUS REED UPDEGRAFF
IAPD individual key: 2746167

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	May 15, 2019	n/a	yes	Houston, TX	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Apr 25, 2019	no	HOUSTON, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Apr 25, 2019	no	OMAHA, NE\|HOUSTON, TX	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 25, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 12, 2006	Apr 28, 2014	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 6, 2002	Apr 28, 2014	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 25, 2019	Feb 27, 2018	-422	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Apr 25, 2019	May 15, 2019	20	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Apr 28, 2014	Jan 25, 2017	1,003	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 28, 2014	Jun 12, 2006	-2,877	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:TX:2019-04-22	Apr 25, 2019	Feb 27, 2018	HOUSTON, TX	Firm change after gap

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
May 15, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Apr 25, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Apr 25, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 25, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.