DFX Intelligence

A•••• L•••• R••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

A•••• L•••• R••• C•••••••••

Advisor at K••• P••••• L••

Vienna, VA

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Search this name across graphsid dfx:ria:ceee8be0-c309-5991-8497-f5d79416db3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••• P••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••• P••••• L••	Independent wealth	Jul 29, 2022	n/a	yes	Vienna, VA	Current employment
L•••• C•••••• G••••	Former SEC adviser	Apr 12, 2010	Feb 5, 2018	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• C•••••• G••••	K••• P••••• L••	Feb 5, 2018	Jul 29, 2022	1,635	Firm change after gap	Other
R•••••• J• L•••• C••••••••• I•••	L•••• C•••••• G••••	Aug 5, 2010	Apr 12, 2010

Relationships

Registered with (3)

→ K••• P••••• L••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ L•••• C•••••• G••••Registered adviserregistration: previous registration
Apr 12, 2010 to Feb 5, 2018factForm ADV
→ R•••••• J• L•••• C••••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2008 to Aug 5, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ceee8be0-c309-5991-8497-f5d79416db3c
First observed: Jul 16, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.