DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
Cordova, TN | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 15, 2023 | n/a | yes | ST. LOUIS, MO|Cordova, TN | Current employment |
| MWA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jan 21, 2022 | Feb 13, 2023 | no | ROCK ISLAND, IL|ROCK ISLAND, IL | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Feb 19, 2013 | Sep 30, 2021 | no | KNOXVILLE, TN|MEMPHIS, TN|Memphis, TN|NORTH CANTON, OH|MEMPHIS, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 1, 2012 | Feb 19, 2013 | no | MEMPHIS, TN | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jan 23, 2004 | Feb 23, 2012 | no | MEMPHIS, TN|MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MWA FINANCIAL SERVICES, INC. | EDWARD JONES | Feb 13, 2023 | Mar 15, 2023 | 30 | Firm change | RIA to ibd |
| B RILEY WEALTH MANAGEMENT | MWA FINANCIAL SERVICES, INC. | Sep 30, 2021 | Jan 21, 2022 | 113 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | B RILEY WEALTH MANAGEMENT | Feb 19, 2013 | Feb 19, 2013 | 0 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | WELLS FARGO ADVISORS | Feb 23, 2012 | Mar 1, 2012 | 7 | Firm change | Other |