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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JAMES BRADFORD HURLEY

Advisor at CETERA INVESTMENT ADVISERS LLC

GRANTS PASS, OR | Medford, OR

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Search this name across graphsid dfx:ria:cf0c8409-121d-78d8-02fe-bcf94548f901

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 15, 1994
First registration: Dec 20, 1999
Dual registered: yes, broker-dealer
Other names: JAMES B HURLEY
IAPD individual key: 2428183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	GRANTS PASS, OR\|Medford, OR	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 1, 2016	Jun 9, 2021	no	Grants Pass, OR\|Memphis, TN\|CLACKAMAS, OR\|Medford, OR\|WINDSOR, CT	Previous registration
THE H GROUP, INC.	Former SEC adviser	Sep 28, 2006	May 28, 2013	no	PORTLAND, OR	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Dec 20, 1999	Aug 9, 2016	no	GRANTS PASS, OR\|MEDFORD, OR\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Jun 9, 2021	Jun 29, 2023	750	Bulk transfer	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	THE H GROUP, INC.	Aug 9, 2016	Sep 28, 2006	-3,603	Firm change after gap	Other
THE H GROUP, INC.	VOYA FINANCIAL ADVISORS, INC.	May 28, 2013	Aug 1, 2016	1,161	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 1, 2016 to Jun 9, 2021factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Dec 20, 1999 to Aug 9, 2016factForm ADV
→ THE H GROUP, INC.Registered adviserregistration: previous registration
Sep 28, 2006 to May 28, 2013factForm ADV

Dated events

No dated event names this entity yet.