DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

MATTHEW THOMAS WORKMAN

Advisor at APOLLON WEALTH MANAGEMENT, LLC

DENVER, CO | MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf132b75-25ae-e7bf-c965-f09f5f9d1770

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 18, 2011
First registration: Apr 21, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5247667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Jan 4, 2022	n/a	yes	MOUNT PLEASANT, SC\|DENVER, CO	Current employment
MOLONEY SECURITIES ASSET MANAGEMENT LLC	Former SEC adviser	May 20, 2016	Dec 14, 2021	no	Greenwood Village, CO\|Denver, CO\|MANCHESTER, MO	Previous registration
MOLONEY INVESTMENT ADVISORY LLC	Former SEC adviser	May 20, 2016	Dec 31, 2016	no	Denver, CO\|MANCHESTER, MO	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 27, 2014	Jun 2, 2016	no	GREENWOOD VILLAGE, CO	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 7, 2014	no	DENVER, CO	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	Jul 26, 2011	Jun 10, 2015	no	DENVER, CO	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	Jul 26, 2011	Dec 31, 2014	no	DENVER, CO	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Apr 21, 2011	Jul 2, 2012	no	SAN DIEGO, CA\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOLONEY SECURITIES ASSET MANAGEMENT LLC	APOLLON WEALTH MANAGEMENT, LLC	Dec 14, 2021	Jan 4, 2022	21	Firm change	Ibd to RIA
MOLONEY INVESTMENT ADVISORY LLC	MOLONEY SECURITIES ASSET MANAGEMENT LLC	Dec 31, 2016	May 20, 2016	-225	Channel change	Other
RBC CAPITAL MARKETS, LLC	MOLONEY INVESTMENT ADVISORY LLC	Jun 2, 2016	May 20, 2016	-13	Firm change	Ibd to new firm
CAPITAL INVESTMENT MANAGEMENT	FIRST ALLIED ADVISORY SERVICES, INC.	Jun 10, 2015	Jul 2, 2012	-1,073	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	RBC CAPITAL MARKETS, LLC	Nov 7, 2014	Oct 27, 2014	-11	Firm change	Other
FIRST ALLIED SECURITIES, INC.	CAPITAL INVESTMENT MANAGEMENT	Jul 2, 2012	Jul 26, 2011	-342	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282448:291902:MO:2021-12-14	Dec 14, 2021	Jan 4, 2022	MANCHESTER, MO	Firm change
282140:282448:MO:2016-12-26	Dec 31, 2016	May 20, 2016	MANCHESTER, MO	Firm change after gap
31194:282140:CO:2016-06-02	Jun 2, 2016	May 20, 2016	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (7)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ MOLONEY SECURITIES ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 20, 2016 to Dec 14, 2021factForm ADV
→ MOLONEY INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
May 20, 2016 to Dec 31, 2016factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 27, 2014 to Jun 2, 2016factForm ADV
→ CAPITAL INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jul 26, 2011 to Jun 10, 2015factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 7, 2014factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Apr 21, 2011 to Jul 2, 2012factForm ADV

Dated events

No dated event names this entity yet.