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Advisor at STRATEGIC ADVISERS LLC
RIVER GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | May 20, 2026 | n/a | yes | RIVER GROVE, IL | Current employment |
| INVESTMENT RESEARCH CORP | Independent wealth | Feb 14, 2017 | Sep 21, 2017 | no | Chicago, IL|DENVER, CO | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Sep 2, 2005 | Dec 31, 2015 | no | MILWAUKEE, WI|TUSTIN, CA|LYNNFIELD, MA|LYNNFIELD, MA|CHICAGO, IL|CHICAGO, IL|INDIANAPOLIS, IN|DETROIT, MI|LYNNFIELD, MA|TULSA, OK | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Feb 22, 2005 | Sep 2, 2005 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 6, 1999 | Jul 8, 2004 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT RESEARCH CORP | STRATEGIC ADVISERS LLC | Sep 21, 2017 | May 20, 2026 | 3,163 | Firm change after gap | Other |
| INVESTORS CAPITAL ADVISORY | INVESTMENT RESEARCH CORP | Dec 31, 2015 | Feb 14, 2017 | 411 | Firm change after gap | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | INVESTORS CAPITAL ADVISORY | Sep 2, 2005 | Sep 2, 2005 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UVEST FINANCIAL SERVICES GROUP, INC. | Jul 8, 2004 | Feb 22, 2005 | 229 | Firm change | Other |