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Reading the graph
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Advisor at I•••••••• A•••••••• L••
Urbandale, IA | URBANDALE, IA | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• A••••••• S•••••••• | Independent wealth | Aug 13, 2025 | n/a | yes | DALLAS, TX|Urbandale, IA | Current employment |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | URBANDALE, IA|Urbandale, IA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | I•••••••• A•••••••• L•• | Mar 23, 2021 | Mar 24, 2021 | 1 | Firm change | Wirehouse to RIA |
| V••• F•••••••• A•••••••• I••• | W•••• F•••• A••••••• | May 9, 2016 | May 17, 2016 |
| W•••• F•••• A••••••• | Wirehouse | May 17, 2016 | Mar 23, 2021 | no | WEST DES MOINES, IA|MILWAUKEE, WI | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Nov 1, 2012 | May 9, 2016 | no | Windsor, CT | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Feb 29, 2012 | Oct 2, 2012 | no | WEST DES MOINES, IA | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Feb 29, 2012 | Oct 2, 2012 | no | WEST DES MOINES, IA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jun 1, 2005 | Feb 21, 2012 | no | DES MOINES, IA|Windsor, CT | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 7, 2004 | Jul 19, 2004 | no | WEST DES MOINES, IA | Previous registration |
| 8 |
| Firm change |
| Other |
| C••••• A••••••• L•• | C••••• A•••••• N••••••• L•• | Oct 2, 2012 | Feb 29, 2012 | -216 | Channel change | Other |
| C••••• A•••••• N••••••• L•• | V••• F•••••••• A•••••••• I••• | Oct 2, 2012 | Nov 1, 2012 | 30 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | C••••• A••••••• L•• | Feb 21, 2012 | Feb 29, 2012 | 8 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jul 19, 2004 | Jun 1, 2005 | 317 | Firm change | Other |