DFX Intelligence

B•••• L••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••• L••• M••••••

Advisor at M••••• S•••••• L••

El Segundo, CA | NEW Y•••, NY

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Search this name across graphsid dfx:ria:cf1ba4cf-4e84-62d8-93c7-36372f98b581

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S•••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Feb 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S•••••• L••	Other adviser	Mar 17, 2017	n/a	yes	NEW Y•••, NY\|El Segundo, CA	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	May 13, 2011	Mar 17, 2017	no	NEW Y•••, NY\|NEW Y•••, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	M••••• S•••••• L••	Mar 17, 2017	Mar 17, 2017	0	Channel change	Other
V••• F•••••••• A•••••••• I•••	N•• Y••• L••• I••••••••• M••••••••• L••	Nov 15, 2010	May 13, 2011

Relationships

Registered with (3)

→ M••••• S•••••• L••Registered adviserregistration: current employment
Mar 17, 2017 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 13, 2011 to Mar 17, 2017factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 2, 2010 to Nov 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf1ba4cf-4e84-62d8-93c7-36372f98b581
First observed: Aug 2, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.