RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L••• M••••••
- M••••• S•••••• L•• other currentsince Mar 17, 2017 · New Y•••, Ny
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerMay 13, 2011 to Mar 17, 2017 · New Y•••, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 2, 2010 to Nov 15, 2010 · Cheshire, Ct
- N•• Y••• L••• I••••••••• M••••••••• L•• to M••••• S•••••• L••left Mar 17, 2017, registered Mar 17, 2017 (0 days) · channel change inside one enterprise, not a move
- V••• F•••••••• A•••••••• I••• to N•• Y••• L••• I••••••••• M••••••••• L••left Nov 15, 2010, registered May 13, 2011 (179 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address