DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••• W••••• M••••••••• L••
LYNDHURST, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• W••••• M••••••••• L•• | Independent wealth | Mar 2, 2026 | n/a | yes | LYNDHURST, OH | Current employment |
| S••••• C•••••• I••• | Former SEC adviser | Nov 20, 2019 | Mar 31, 2026 | no | PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• C•••••• I••• | B•••• W••••• M••••••••• L•• | Mar 31, 2026 | Mar 2, 2026 | -29 | Firm change | RIA to RIA |
| B•••• W••••• M••••••••• L•• | S••••• C•••••• I••• | Dec 31, 2019 | Nov 20, 2019 |
| B•••• W••••• M••••••••• L•• | n/a | Jan 27, 2009 | Dec 31, 2019 | no | LYNDHURST, OH | Previous registration |
| B•••• W••••• M••••••••• L•• | n/a | Jan 30, 2007 | Dec 31, 2008 | no | PEPPER PIKE, OH | Previous registration |
| B•••• W••••• M••••••••• L•• | n/a | Jan 14, 2003 | Dec 31, 2006 | no | CLEVELAND, OH | Previous registration |
| M••••• S•••••• D• I••• | n/a | Apr 22, 1997 | Jan 14, 2003 | no | ALEXANDRIA, VA | Previous registration |
| -41 |
| Firm change after gap |
| Other |
| M••••• S•••••• D• I••• | B•••• W••••• M••••••••• L•• | Jan 14, 2003 | Jan 14, 2003 | 0 | Firm change | Other |