RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• Y••••••
- B•••• W••••• M••••••••• L•• independent RIA currentsince Mar 2, 2026 · Lyndhurst, Oh
- S••••• C•••••• I••• formerNov 20, 2019 to Mar 31, 2026 · Pepper Pike, Oh
- B•••• W••••• M••••••••• L•• unclassifiedJan 27, 2009 to Dec 31, 2019 · Lyndhurst, Oh
- B•••• W••••• M••••••••• L•• unclassifiedJan 30, 2007 to Dec 31, 2008 · Pepper Pike, Oh
- B•••• W••••• M••••••••• L•• unclassifiedJan 14, 2003 to Dec 31, 2006 · Cleveland, Oh
- M••••• S•••••• D• I••• unclassifiedApr 22, 1997 to Jan 14, 2003 · Alexandria, Va
- S••••• C•••••• I••• to B•••• W••••• M••••••••• L••left Mar 31, 2026, registered Mar 2, 2026 (-29 days) · RIA to RIA
- B•••• W••••• M••••••••• L•• to S••••• C•••••• I•••left Dec 31, 2019, registered Nov 20, 2019 (-41 days) · Other
- M••••• S•••••• D• I••• to B•••• W••••• M••••••••• L••left Jan 14, 2003, registered Jan 14, 2003 (0 days) · Other
- D•••• M•••••• Y•••••• left S••••• C•••••• I••• for B•••• W••••• M••••••••• L•• (registered 2026-03-02)Mar 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address