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Advisor at LPL FINANCIAL LLC
BOSTON, MA | SCARBOROUGH, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 18, 2023 | n/a | yes | SCARBOROUGH, ME|BOSTON, MA | Current employment |
| AMERICAN BEACON ADVISORS, INC. | Other adviser | Dec 11, 2020 | Dec 8, 2022 | no | IRVING, TX | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 14, 2011 | Oct 17, 2016 | no | WALTHAM, MA|WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN BEACON ADVISORS, INC. | LPL FINANCIAL LLC | Dec 8, 2022 | Jul 18, 2023 | 222 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | AMERICAN BEACON ADVISORS, INC. | Oct 17, 2016 | Dec 11, 2020 | 1,516 | Firm change after gap | Other |