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Advisor at MORGAN STANLEY
Kansas City, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 22, 2022 | n/a | yes | Kansas City, MO | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 7, 2022 | Sep 19, 2022 | no | SAINT PETERSBURG, FL|Kearney, MO | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 9, 2021 | Sep 19, 2022 | no | Kearney, MO|ST. PETERSBURG, FL | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 5, 2011 | Aug 23, 2021 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 1, 2009 | Mar 3, 2010 | no | KANSAS CITY, MO|Kansas City, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MORGAN STANLEY | Sep 19, 2022 | Sep 22, 2022 | 3 | Firm change | Ibd to wirehouse |
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 19, 2022 | Apr 7, 2022 | -165 | Firm change after gap | Ibd to ibd |
| WADDELL & REED | RAYMOND JAMES & ASSOCIATES, INC. | Aug 23, 2021 | Nov 9, 2021 | 78 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | WADDELL & REED | Mar 3, 2010 | Dec 5, 2011 | 642 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:705:KS:2021-08-23 | Aug 23, 2021 | Nov 9, 2021 | OVERLAND PARK, KS | Firm change |